0 XNAS Volume
XNAS 03 Apr, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Clarke Neumann | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.67 per share. | 15 Aug 2024 | 26,629 | 465,564 | - | 0.7 | 17,841 | Common Stock |
| Eric d'Esparbes | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.67 per share. | 15 Aug 2024 | 27,830 | 575,832 | - | 0.7 | 18,646 | Common Stock |
| Aditya P. Mohanty | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.67 per share. | 15 Aug 2024 | 70,883 | 1,468,609 | - | 0.7 | 47,492 | Common Stock |
| Lynne Powell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 12,500 | 30,746 | - | 0 | Common Stock | |
| Lynne Powell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 12,500 | 12,500 | - | - | Stock Option (Right to Buy) | |
| Brian L. Kotzin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 12,500 | 12,500 | - | - | Stock Option (Right to Buy) | |
| Brian L. Kotzin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 12,500 | 30,746 | - | 0 | Common Stock | |
| Jeffrey D. Alter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 12,500 | 31,546 | - | 0 | Common Stock | |
| Jeffrey D. Alter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 12,500 | 12,500 | - | - | Stock Option (Right to Buy) | |
| Jill A. Howe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 12,500 | 31,916 | - | 0 | Common Stock | |
| Jill A. Howe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 12,500 | 12,500 | - | - | Stock Option (Right to Buy) | |
| Aditya P. Mohanty | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2024 | 819,000 | 1,539,492 | - | 0 | Common Stock | |
| Neumann Clarke | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2024 | 230,000 | 492,193 | - | 0 | Common Stock | |
| d'Esparbes Eric | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2024 | 325,000 | 603,662 | - | 0 | Common Stock | |
| Clarke Neumann | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2023 | 210,175 | 262,193 | - | 0 | Common Stock | |
| Clarke Neumann | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.14 per share. | 15 Aug 2023 | 36,183 | 52,018 | - | 3.1 | 113,615 | Common Stock |
| Eric d'Esparbes | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2023 | 219,650 | 278,662 | - | 0 | Common Stock | |
| Eric d'Esparbes | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.14 per share. | 15 Aug 2023 | 40,022 | 59,012 | - | 3.1 | 125,669 | Common Stock |
| Aditya P. Mohanty | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.14 per share. | 15 Aug 2023 | 117,881 | 161,042 | - | 3.1 | 370,146 | Common Stock |
| Aditya P. Mohanty | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2023 | 559,450 | 720,492 | - | 0 | Common Stock | |
| Lynne Powell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 12,500 | 12,500 | - | - | Stock Option (Right to Buy) | |
| Lynne Powell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 12,500 | 18,246 | - | 0 | Common Stock | |
| Brian L. Kotzin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 12,500 | 12,500 | - | - | Stock Option (Right to Buy) | |
| Brian L. Kotzin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 12,500 | 18,246 | - | 0 | Common Stock | |
| Jeffrey D. Alter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 12,500 | 12,500 | - | - | Stock Option (Right to Buy) | |
| Jeffrey D. Alter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 12,500 | 19,046 | - | 0 | Common Stock | |
| Jill A. Howe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 12,500 | 19,416 | - | 0 | Common Stock | |
| Jill A. Howe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 12,500 | 12,500 | - | - | Stock Option (Right to Buy) | |
| Clarke Neumann | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.35 per share. | 15 May 2023 | 2,368 | 88,201 | - | 3.4 | 7,933 | Common Stock |
| Eric d'Esparbes | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.35 per share. | 15 May 2023 | 2,807 | 99,034 | - | 3.3 | 9,403 | Common Stock |
| Aditya P. Mohanty | Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.35 per share. | 15 May 2023 | 11,249 | 278,923 | - | 3.3 | 37,684 | Common Stock |
| Clarke Neumann | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.56 per share. | 15 Mar 2023 | 10,683 | 90,569 | - | 2.6 | 27,348 | Common Stock |
| Clarke Neumann | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2023 | 21,684 | 101,252 | - | 0 | Common Stock | |
| Clarke Neumann | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2023 | 57,950 | 79,568 | - | 0 | Common Stock | |
| Eric d'Esparbes | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2023 | 22,692 | 113,057 | - | 0 | Common Stock | |
| Eric d'Esparbes | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2023 | 62,225 | 90,365 | - | 0 | Common Stock | |
| Eric d'Esparbes | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.56 per share. | 15 Mar 2023 | 11,216 | 101,841 | - | 2.6 | 28,713 | Common Stock |
| Aditya P. Mohanty | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.56 per share. | 15 Mar 2023 | 22,252 | 290,172 | - | 2.6 | 56,965 | Common Stock |
| Aditya P. Mohanty | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2023 | 155,550 | 267,545 | - | 0 | Common Stock | |
| Aditya P. Mohanty | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2023 | 44,879 | 312,424 | - | 0 | Common Stock | |
| Clarke Neumann | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.46 per share. | 15 Feb 2023 | 84 | 21,618 | - | 3.5 | 291 | Common Stock |
| Eric d'Esparbes | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.46 per share. | 15 Feb 2023 | 269 | 28,140 | - | 3.5 | 931 | Common Stock |
| Clarke Neumann | See Remarks | Sale or transfer of securities back to the company at price $ 0.00 per share. | 03 Jan 2023 | 44 | 0 | - | - | Series X Preferred Stock | |
| Eric d'Esparbes | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 03 Jan 2023 | 95 | 0 | - | - | Series X Preferred Stock | |
| Aditya P. Mohanty | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 03 Jan 2023 | 178 | 0 | - | - | Series X Preferred Stock | |
| Lynne Powell | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 03 Jan 2023 | 45 | 0 | - | - | Series X Preferred Stock | |
| Brian L. Kotzin | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 03 Jan 2023 | 44 | 0 | - | - | Series X Preferred Stock | |
| Surbhi Sarna | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 03 Jan 2023 | 8 | 0 | - | - | Series X Preferred Stock | |
| Jeffrey D. Alter | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 03 Jan 2023 | 65 | 0 | - | - | Series X Preferred Stock | |
| Jill A. Howe | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 03 Jan 2023 | 19 | 0 | - | - | Series X Preferred Stock | |
| Clarke Neumann | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.27 per share. | 15 Nov 2022 | 4,529 | 542,398 | - | 0.3 | 1,223 | Common Stock |
| Aditya P. Mohanty | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.27 per share. | 15 Nov 2022 | 175,071 | 2,799,858 | - | 0.3 | 47,269 | Common Stock |
| Clarke Neumann | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.04 per share. | 15 Aug 2022 | 1,355 | 546,927 | - | 1.0 | 1,409 | Common Stock |
| Surbhi Sarna | Director | Sale of securities on an exchange or to another person at price $ 0.61 per share. | 05 Jul 2022 | 7,517 | 148,774 | - | 0.6 | 4,585 | Common Stock |
| Lynne Powell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 148,810 | 148,810 | - | - | Stock Option (Right to Buy) | |
| Lynne Powell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 96,154 | 143,672 | - | 0 | Common Stock | |
| Brian L. Kotzin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 96,154 | 143,672 | - | 0 | Common Stock | |
| Brian L. Kotzin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 148,810 | 148,810 | - | - | Stock Option (Right to Buy) | |
| Surbhi Sarna | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 96,154 | 156,291 | - | 0 | Common Stock | |
| Surbhi Sarna | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 148,810 | 148,810 | - | - | Stock Option (Right to Buy) | |
| Jeffrey D. Alter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 148,810 | 148,810 | - | - | Stock Option (Right to Buy) | |
| Jeffrey D. Alter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 96,154 | 163,672 | - | 0 | Common Stock | |
| Jill Howe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 96,154 | 172,908 | - | 0 | Common Stock | |
| Jill Howe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 148,810 | 148,810 | - | - | Stock Option (Right to Buy) | |
| Clarke Neumann | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.75 per share. | 15 May 2022 | 8,305 | 308,320 | - | 0.8 | 6,229 | Common Stock |
| Clarke Neumann | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2022 | 239,962 | 548,282 | - | 0 | Common Stock | |
| Clarke Neumann | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2022 | 387,752 | 387,752 | - | - | Stock Option (Right to Buy) | |
| Aditya P. Mohanty | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2022 | 1,562,500 | 2,974,929 | - | 0 | Common Stock | |
| Aditya P. Mohanty | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2022 | 2,495,425 | 2,495,425 | - | - | Stock Option (Right to Buy) | |
| Clarke Neumann | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2022 | 299,197 | 299,197 | - | - | Stock Option (Right to Buy) | |
| Clarke Neumann | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2022 | 184,843 | 316,625 | - | 0 | Common Stock | |
| Clarke Neumann | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.90 per share. | 15 Feb 2022 | 1,716 | 131,782 | - | 1.9 | 3,260 | Common Stock |
| Hutan Hashemi | Chief Compliance Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.90 per share. | 15 Feb 2022 | 187 | 28,495 | - | 1.9 | 355 | Common Stock |
| Clarke Neumann | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.47 per share. | 15 Nov 2021 | 752 | 133,498 | - | 3.5 | 2,609 | Common Stock |
| Damon Silvestry | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.47 per share. | 15 Nov 2021 | 4,566 | 291,499 | - | 3.5 | 15,844 | Common Stock |
| Matthew Cooper | General Manager, Diagnostics | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.47 per share. | 15 Nov 2021 | 700 | 134,039 | - | 3.5 | 2,429 | Common Stock |
| Hutan Hashemi | Chief Compliance Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.47 per share. | 15 Nov 2021 | 645 | 28,682 | - | 3.5 | 2,238 | Common Stock |
| Aditya P. Mohanty | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Nov 2021 | 1,412,429 | 1,412,429 | - | 0 | Common Stock | |
| Aditya P. Mohanty | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Nov 2021 | 2,086,898 | 2,086,898 | - | - | Stock Option (Right to Buy) | |
| Jill Howe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Nov 2021 | 76,754 | 76,754 | - | 0 | Common Stock | |
| Jill Howe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Nov 2021 | 82,879 | 82,879 | - | - | Stock Option (Right to Buy) | |
| Clarke Neumann | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.66 per share. | 15 Aug 2021 | 2,336 | 134,250 | - | 1.7 | 3,878 | Common Stock |
| Harry Stylli | Director, Chairman & CEO, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.66 per share. | 15 Aug 2021 | 10,335 | 14,816,522 | - | 1.7 | 17,156 | Common Stock |
| Damon Silvestry | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.66 per share. | 15 Aug 2021 | 1,478 | 289,178 | - | 1.7 | 2,453 | Common Stock |
| Matthew Cooper | Chief Scientific Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.66 per share. | 15 Aug 2021 | 560 | 127,852 | - | 1.7 | 930 | Common Stock |
| Hutan Hashemi | Chief Compliance Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.66 per share. | 15 Aug 2021 | 158 | 22,440 | - | 1.7 | 262 | Common Stock |
| Troy Seelye | Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.94 per share. | 06 Aug 2021 | 23,673 | 59,756 | - | 1.9 | 45,926 | Common Stock |
| Surbhi Sarna | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2021 | 96,456 | 96,456 | - | - | Stock Option (Right to Buy) | |
| Surbhi Sarna | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2021 | 60,137 | 60,137 | - | 0 | Common Stock | |
| Samuel R. Nussbaum | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2021 | 29,183 | 47,518 | - | 0 | Common Stock | |
| Samuel R. Nussbaum | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2021 | 51,724 | 51,724 | - | - | Stock Option (Right to Buy) | |
| Lynne Powell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2021 | 51,724 | 51,724 | - | - | Stock Option (Right to Buy) | |
| Lynne Powell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2021 | 29,183 | 47,518 | - | 0 | Common Stock | |
| Brian L. Kotzin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2021 | 29,183 | 47,518 | - | 0 | Common Stock | |
| Brian L. Kotzin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2021 | 51,724 | 51,724 | - | - | Stock Option (Right to Buy) | |
| John T. Bigalke | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2021 | 51,724 | 51,724 | - | - | Stock Option (Right to Buy) | |
| John T. Bigalke | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2021 | 29,183 | 47,518 | - | 0 | Common Stock | |
| Jeffrey D. Alter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2021 | 29,183 | 67,518 | - | 0 | Common Stock | |
| Jeffrey D. Alter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2021 | 51,724 | 51,724 | - | - | Stock Option (Right to Buy) | |
| Clarke Neumann | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.36 per share. | 15 May 2021 | 1,505 | 136,586 | - | 2.4 | 3,552 | Common Stock |
| Sami Shihabi | Chief Commercial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.36 per share. | 15 May 2021 | 840 | 126,176 | - | 2.4 | 1,982 | Common Stock |
| Matthew Cooper | Chief Scientific Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.36 per share. | 15 May 2021 | 1,400 | 128,412 | - | 2.4 | 3,304 | Common Stock |
| Troy Seelye | Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.36 per share. | 15 May 2021 | 1,925 | 83,429 | - | 2.4 | 4,543 | Common Stock |
| Hutan Hashemi | Chief Compliance Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.36 per share. | 15 May 2021 | 69 | 22,598 | - | 2.4 | 163 | Common Stock |
| Clarke Neumann | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 87,356 | 138,091 | - | 0 | Common Stock | |
| Clarke Neumann | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 183,265 | 183,265 | - | - | Stock Option (Right to Buy) | |
| Harry Stylli | Director, Chairman & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 482,276 | 482,276 | - | - | Stock Option (Right to Buy) | |
| Harry Stylli | Director, Chairman & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 229,885 | 14,826,857 | - | 0 | Common Stock | |
| Damon Silvestry | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.41 per share. | 15 Apr 2021 | 3,681 | 290,656 | - | 3.4 | 12,552 | Common Stock |
| Damon Silvestry | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 73,107 | 294,337 | - | 0 | Common Stock | |
| Damon Silvestry | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 118,810 | 118,810 | - | - | Stock Option (Right to Buy) | |
| Sami Shihabi | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 192,911 | 192,911 | - | - | Stock Option (Right to Buy) | |
| Sami Shihabi | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 91,954 | 127,016 | - | 0 | Common Stock | |
| Matthew Cooper | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 168,797 | 168,797 | - | - | Stock Option (Right to Buy) | |
| Matthew Cooper | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 80,460 | 129,812 | - | 0 | Common Stock | |
| Troy Seelye | Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.41 per share. | 15 Apr 2021 | 6,231 | 85,354 | - | 3.4 | 21,248 | Common Stock |
| Troy Seelye | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 78,129 | 78,129 | - | - | Stock Option (Right to Buy) | |
| Troy Seelye | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 54,836 | 91,585 | - | 0 | Common Stock | |
| Hutan Hashemi | Chief Compliance Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 24,114 | 24,114 | - | - | Stock Option (Right to Buy) | |
| Hutan Hashemi | Chief Compliance Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 11,494 | 22,667 | - | 0 | Common Stock | |
| Clarke Neumann | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2021 | 89,137 | 89,137 | - | - | Stock Option (Right to Buy) | |
| Harry Stylli | Director, Chairman & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2021 | 185,823 | 185,823 | - | - | Stock Option (Right to Buy) | |
| Damon Silvestry | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2021 | 13,431 | 13,431 | - | - | Stock Option (Right to Buy) | |
| Sami Shihabi | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2021 | 65,150 | 65,150 | - | - | Stock Option (Right to Buy) | |
| Matthew Cooper | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2021 | 98,991 | 98,991 | - | - | Stock Option (Right to Buy) | |
| Troy Seelye | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2021 | 16,148 | 16,148 | - | - | Stock Option (Right to Buy) | |
| George Gianakopoulos | Senior Vice President of Sales | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2021 | 38,065 | 38,065 | - | - | Stock Option (Right to Buy) | |
| Hutan Hashemi | Chief Compliance Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2021 | 4,849 | 4,849 | - | - | Stock Option (Right to Buy) | |
| Clarke Neumann | General Counsel and Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.05 per share. | 04 Mar 2021 | 1,564 | 50,735 | - | 4.0 | 6,334 | Common Stock |
| Sami Shihabi | Chief Commercial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.05 per share. | 04 Mar 2021 | 2,623 | 35,062 | - | 4.0 | 10,623 | Common Stock |
| Matthew Cooper | Chief Scientific Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.05 per share. | 04 Mar 2021 | 1,609 | 49,352 | - | 4.0 | 6,516 | Common Stock |
| George Gianakopoulos | Senior Vice President of Sales | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.05 per share. | 04 Mar 2021 | 490 | 21,789 | - | 4.1 | 1,985 | Common Stock |
| Clarke Neumann | General Counsel and Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.60 per share. | 15 Feb 2021 | 663 | 52,299 | - | 5.6 | 3,713 | Common Stock |
| Harry Stylli | Director, Chairman & CEO, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.60 per share. | 15 Feb 2021 | 11,287 | 14,596,972 | - | 5.6 | 63,207 | Common Stock |
| Sami Shihabi | Chief Commercial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.60 per share. | 15 Feb 2021 | 932 | 37,685 | - | 5.6 | 5,219 | Common Stock |
| Matthew Cooper | Chief Scientific Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.60 per share. | 15 Feb 2021 | 662 | 50,961 | - | 5.6 | 3,707 | Common Stock |
| George Gianakopoulos | Senior Vice President of Sales | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.60 per share. | 15 Feb 2021 | 377 | 22,279 | - | 5.6 | 2,111 | Common Stock |
| Clarke Neumann | General Counsel and Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.32 per share. | 19 Dec 2020 | 1,726 | 52,962 | - | 6.3 | 10,908 | Common Stock |
| Harry Stylli | Director, Chairman & CEO, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.32 per share. | 19 Dec 2020 | 8,615 | 14,608,259 | - | 6.3 | 54,447 | Common Stock |
| Sami Shihabi | Chief Commercial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.32 per share. | 19 Dec 2020 | 1,757 | 38,617 | - | 6.3 | 11,104 | Common Stock |
| Matthew Cooper | Chief Scientific Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.32 per share. | 19 Dec 2020 | 1,805 | 51,623 | - | 6.3 | 11,408 | Common Stock |
| George Gianakopoulos | Senior Vice President of Sales | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.32 per share. | 19 Dec 2020 | 843 | 22,656 | - | 6.3 | 5,328 | Common Stock |
| Damon Silvestry | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 4.70 per share. | 16 Dec 2020 | 34,335 | 197,484 | - | 4.7 | 161,375 | Common Stock |
| Damon Silvestry | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 4.40 per share. | 16 Dec 2020 | 23,746 | 221,230 | - | 4.4 | 104,482 | Common Stock |
| Damon Silvestry | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 4.07 per share. | 15 Dec 2020 | 63,870 | 163,149 | - | 4.1 | 259,951 | Common Stock |
| Jeffrey D. Alter | Director | Purchase of securities on an exchange or from another person at price $ 4.85 per share. | 14 Dec 2020 | 20,000 | 38,335 | - | 4.9 | 97,000 | Common Stock |
| Harry Stylli | Director, Chairman & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.27 per share. | 02 Dec 2020 | 152,905 | 14,616,874 | - | 3.3 | 499,999 | Common Stock |
| Damon Silvestry | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Nov 2020 | 150,000 | 150,000 | - | - | Stock Option (Right to Buy) | |
| Damon Silvestry | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Nov 2020 | 75,000 | 99,279 | - | 0 | Common Stock | |
| Troy Seelye | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2020 | 24,035 | 24,035 | - | - | Stock Option (Right to Buy) | |
| Troy Seelye | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2020 | 14,493 | 36,749 | - | 0 | Common Stock | |
| Matthew Cooper | Chief Scientific Officer | Purchase of securities on an exchange or from another person at price $ 8.55 per share. | 02 Sep 2020 | 99 | 44,277 | - | 8.5 | 846 | Common Stock |
| Matthew Cooper | Chief Scientific Officer | Purchase of securities on an exchange or from another person at price $ 8.55 per share. | 02 Sep 2020 | 9,151 | 53,428 | - | 8.5 | 78,241 | Common Stock |
| Harry Stylli | Director, Chairman & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Aug 2020 | 478,148 | 478,148 | - | - | Stock Option (Right to Buy) | |
| Harry Stylli | Director, Chairman & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 8.94 per share. | 19 Aug 2020 | 10,000 | 14,463,969 | - | 8.9 | 89,400 | Common Stock |
| Clarke Neumann | General Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2020 | 34,800 | 34,800 | - | - | Stock Option (Right to Buy) | |
| Clarke Neumann | General Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2020 | 6,474 | 6,474 | - | - | Stock Option (Right to Buy) | |
| Clarke Neumann | General Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2020 | 19,423 | 19,423 | - | - | Stock Option (Right to Buy) | |
| Clarke Neumann | General Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2020 | 42,114 | 42,114 | - | - | Stock Option (Right to Buy) | |
| Clarke Neumann | General Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2020 | 20,534 | 54,688 | - | 0 | Common Stock | |
| Clarke Neumann | General Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2020 | 19,422 | 19,422 | - | - | Stock Option (Right to Buy) | |
| Harry Stylli | Director, Chairman & CEO, Ten Percent Owner | 19 Jun 2020 | 13,213,254 | 14,251,889 | - | - | Common Stock | ||
| Harry Stylli | Director, Chairman & CEO, Ten Percent Owner | 19 Jun 2020 | 4,120,000 | 0 | - | - | Series A Preferred Stock | ||
| Harry Stylli | Director, Chairman & CEO, Ten Percent Owner | 19 Jun 2020 | 1,122,222 | 0 | - | - | Series B Preferred Stock | ||
| Harry Stylli | Director, Chairman & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 15.00 per share. | 19 Jun 2020 | 33,333 | 1,038,635 | - | 15 | 499,995 | Common Stock |
| Harry Stylli | Director, Chairman & CEO, Ten Percent Owner | 19 Jun 2020 | 202,080 | 14,453,969 | - | - | Common Stock |