Clarke Neumann
|
See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.67 per share. |
15 Aug 2024 |
26,629 |
465,564
|
-
|
0.7 |
17,841
|
Common Stock |
Eric d'Esparbes
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.67 per share. |
15 Aug 2024 |
27,830 |
575,832
|
-
|
0.7 |
18,646
|
Common Stock |
Aditya P. Mohanty
|
Director, Chief Executive Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.67 per share. |
15 Aug 2024 |
70,883 |
1,468,609
|
-
|
0.7 |
47,492
|
Common Stock |
Lynne Powell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2024 |
12,500 |
30,746
|
-
|
|
0
|
Common Stock |
Lynne Powell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2024 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Brian L. Kotzin
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2024 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Brian L. Kotzin
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2024 |
12,500 |
30,746
|
-
|
|
0
|
Common Stock |
Jeffrey D. Alter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2024 |
12,500 |
31,546
|
-
|
|
0
|
Common Stock |
Jeffrey D. Alter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2024 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jill A. Howe
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2024 |
12,500 |
31,916
|
-
|
|
0
|
Common Stock |
Jill A. Howe
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2024 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Aditya P. Mohanty
|
Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2024 |
819,000 |
1,539,492
|
-
|
|
0
|
Common Stock |
Neumann Clarke
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2024 |
230,000 |
492,193
|
-
|
|
0
|
Common Stock |
d'Esparbes Eric
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2024 |
325,000 |
603,662
|
-
|
|
0
|
Common Stock |
Clarke Neumann
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Aug 2023 |
210,175 |
262,193
|
-
|
|
0
|
Common Stock |
Clarke Neumann
|
See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.14 per share. |
15 Aug 2023 |
36,183 |
52,018
|
-
|
3.1 |
113,615
|
Common Stock |
Eric d'Esparbes
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Aug 2023 |
219,650 |
278,662
|
-
|
|
0
|
Common Stock |
Eric d'Esparbes
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.14 per share. |
15 Aug 2023 |
40,022 |
59,012
|
-
|
3.1 |
125,669
|
Common Stock |
Aditya P. Mohanty
|
Director, Chief Executive Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.14 per share. |
15 Aug 2023 |
117,881 |
161,042
|
-
|
3.1 |
370,146
|
Common Stock |
Aditya P. Mohanty
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Aug 2023 |
559,450 |
720,492
|
-
|
|
0
|
Common Stock |
Lynne Powell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2023 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lynne Powell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2023 |
12,500 |
18,246
|
-
|
|
0
|
Common Stock |
Brian L. Kotzin
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2023 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Brian L. Kotzin
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2023 |
12,500 |
18,246
|
-
|
|
0
|
Common Stock |
Jeffrey D. Alter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2023 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jeffrey D. Alter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2023 |
12,500 |
19,046
|
-
|
|
0
|
Common Stock |
Jill A. Howe
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2023 |
12,500 |
19,416
|
-
|
|
0
|
Common Stock |
Jill A. Howe
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2023 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Clarke Neumann
|
See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.35 per share. |
15 May 2023 |
2,368 |
88,201
|
-
|
3.4 |
7,933
|
Common Stock |
Eric d'Esparbes
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.35 per share. |
15 May 2023 |
2,807 |
99,034
|
-
|
3.3 |
9,403
|
Common Stock |
Aditya P. Mohanty
|
Chief Executive Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.35 per share. |
15 May 2023 |
11,249 |
278,923
|
-
|
3.3 |
37,684
|
Common Stock |
Clarke Neumann
|
See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.56 per share. |
15 Mar 2023 |
10,683 |
90,569
|
-
|
2.6 |
27,348
|
Common Stock |
Clarke Neumann
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2023 |
21,684 |
101,252
|
-
|
|
0
|
Common Stock |
Clarke Neumann
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2023 |
57,950 |
79,568
|
-
|
|
0
|
Common Stock |
Eric d'Esparbes
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2023 |
22,692 |
113,057
|
-
|
|
0
|
Common Stock |
Eric d'Esparbes
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2023 |
62,225 |
90,365
|
-
|
|
0
|
Common Stock |
Eric d'Esparbes
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.56 per share. |
15 Mar 2023 |
11,216 |
101,841
|
-
|
2.6 |
28,713
|
Common Stock |
Aditya P. Mohanty
|
Director, Chief Executive Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.56 per share. |
15 Mar 2023 |
22,252 |
290,172
|
-
|
2.6 |
56,965
|
Common Stock |
Aditya P. Mohanty
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2023 |
155,550 |
267,545
|
-
|
|
0
|
Common Stock |
Aditya P. Mohanty
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2023 |
44,879 |
312,424
|
-
|
|
0
|
Common Stock |
Clarke Neumann
|
See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.46 per share. |
15 Feb 2023 |
84 |
21,618
|
-
|
3.5 |
291
|
Common Stock |
Eric d'Esparbes
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.46 per share. |
15 Feb 2023 |
269 |
28,140
|
-
|
3.5 |
931
|
Common Stock |
Clarke Neumann
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
03 Jan 2023 |
44 |
0
|
-
|
|
-
|
Series X Preferred Stock |
Eric d'Esparbes
|
Chief Financial Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
03 Jan 2023 |
95 |
0
|
-
|
|
-
|
Series X Preferred Stock |
Aditya P. Mohanty
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
03 Jan 2023 |
178 |
0
|
-
|
|
-
|
Series X Preferred Stock |
Lynne Powell
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
03 Jan 2023 |
45 |
0
|
-
|
|
-
|
Series X Preferred Stock |
Brian L. Kotzin
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
03 Jan 2023 |
44 |
0
|
-
|
|
-
|
Series X Preferred Stock |
Surbhi Sarna
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
03 Jan 2023 |
8 |
0
|
-
|
|
-
|
Series X Preferred Stock |
Jeffrey D. Alter
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
03 Jan 2023 |
65 |
0
|
-
|
|
-
|
Series X Preferred Stock |
Jill A. Howe
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
03 Jan 2023 |
19 |
0
|
-
|
|
-
|
Series X Preferred Stock |
Clarke Neumann
|
See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.27 per share. |
15 Nov 2022 |
4,529 |
542,398
|
-
|
0.3 |
1,223
|
Common Stock |
Aditya P. Mohanty
|
Director, Chief Executive Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.27 per share. |
15 Nov 2022 |
175,071 |
2,799,858
|
-
|
0.3 |
47,269
|
Common Stock |
Clarke Neumann
|
See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.04 per share. |
15 Aug 2022 |
1,355 |
546,927
|
-
|
1.0 |
1,409
|
Common Stock |
Surbhi Sarna
|
Director |
Sale of securities on an exchange or to another person at price $ 0.61 per share. |
05 Jul 2022 |
7,517 |
148,774
|
-
|
0.6 |
4,585
|
Common Stock |
Lynne Powell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2022 |
148,810 |
148,810
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lynne Powell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2022 |
96,154 |
143,672
|
-
|
|
0
|
Common Stock |
Brian L. Kotzin
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2022 |
96,154 |
143,672
|
-
|
|
0
|
Common Stock |
Brian L. Kotzin
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2022 |
148,810 |
148,810
|
-
|
|
-
|
Stock Option (Right to Buy) |
Surbhi Sarna
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2022 |
96,154 |
156,291
|
-
|
|
0
|
Common Stock |
Surbhi Sarna
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2022 |
148,810 |
148,810
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jeffrey D. Alter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2022 |
148,810 |
148,810
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jeffrey D. Alter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2022 |
96,154 |
163,672
|
-
|
|
0
|
Common Stock |
Jill Howe
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2022 |
96,154 |
172,908
|
-
|
|
0
|
Common Stock |
Jill Howe
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2022 |
148,810 |
148,810
|
-
|
|
-
|
Stock Option (Right to Buy) |
Clarke Neumann
|
See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.75 per share. |
15 May 2022 |
8,305 |
308,320
|
-
|
0.8 |
6,229
|
Common Stock |
Clarke Neumann
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2022 |
239,962 |
548,282
|
-
|
|
0
|
Common Stock |
Clarke Neumann
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2022 |
387,752 |
387,752
|
-
|
|
-
|
Stock Option (Right to Buy) |
Aditya P. Mohanty
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2022 |
1,562,500 |
2,974,929
|
-
|
|
0
|
Common Stock |
Aditya P. Mohanty
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2022 |
2,495,425 |
2,495,425
|
-
|
|
-
|
Stock Option (Right to Buy) |
Clarke Neumann
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2022 |
299,197 |
299,197
|
-
|
|
-
|
Stock Option (Right to Buy) |
Clarke Neumann
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2022 |
184,843 |
316,625
|
-
|
|
0
|
Common Stock |
Clarke Neumann
|
See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.90 per share. |
15 Feb 2022 |
1,716 |
131,782
|
-
|
1.9 |
3,260
|
Common Stock |
Hutan Hashemi
|
Chief Compliance Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.90 per share. |
15 Feb 2022 |
187 |
28,495
|
-
|
1.9 |
355
|
Common Stock |
Clarke Neumann
|
See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.47 per share. |
15 Nov 2021 |
752 |
133,498
|
-
|
3.5 |
2,609
|
Common Stock |
Damon Silvestry
|
See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.47 per share. |
15 Nov 2021 |
4,566 |
291,499
|
-
|
3.5 |
15,844
|
Common Stock |
Matthew Cooper
|
General Manager, Diagnostics |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.47 per share. |
15 Nov 2021 |
700 |
134,039
|
-
|
3.5 |
2,429
|
Common Stock |
Hutan Hashemi
|
Chief Compliance Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.47 per share. |
15 Nov 2021 |
645 |
28,682
|
-
|
3.5 |
2,238
|
Common Stock |
Aditya P. Mohanty
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Nov 2021 |
1,412,429 |
1,412,429
|
-
|
|
0
|
Common Stock |
Aditya P. Mohanty
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Nov 2021 |
2,086,898 |
2,086,898
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jill Howe
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Nov 2021 |
76,754 |
76,754
|
-
|
|
0
|
Common Stock |
Jill Howe
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Nov 2021 |
82,879 |
82,879
|
-
|
|
-
|
Stock Option (Right to Buy) |
Clarke Neumann
|
See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.66 per share. |
15 Aug 2021 |
2,336 |
134,250
|
-
|
1.7 |
3,878
|
Common Stock |
Harry Stylli
|
Director, Chairman & CEO, Ten Percent Owner |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.66 per share. |
15 Aug 2021 |
10,335 |
14,816,522
|
-
|
1.7 |
17,156
|
Common Stock |
Damon Silvestry
|
See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.66 per share. |
15 Aug 2021 |
1,478 |
289,178
|
-
|
1.7 |
2,453
|
Common Stock |
Matthew Cooper
|
Chief Scientific Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.66 per share. |
15 Aug 2021 |
560 |
127,852
|
-
|
1.7 |
930
|
Common Stock |
Hutan Hashemi
|
Chief Compliance Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.66 per share. |
15 Aug 2021 |
158 |
22,440
|
-
|
1.7 |
262
|
Common Stock |
Troy Seelye
|
Chief Information Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.94 per share. |
06 Aug 2021 |
23,673 |
59,756
|
-
|
1.9 |
45,926
|
Common Stock |
Surbhi Sarna
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jul 2021 |
96,456 |
96,456
|
-
|
|
-
|
Stock Option (Right to Buy) |
Surbhi Sarna
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jul 2021 |
60,137 |
60,137
|
-
|
|
0
|
Common Stock |
Samuel R. Nussbaum
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
29,183 |
47,518
|
-
|
|
0
|
Common Stock |
Samuel R. Nussbaum
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
51,724 |
51,724
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lynne Powell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
51,724 |
51,724
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lynne Powell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
29,183 |
47,518
|
-
|
|
0
|
Common Stock |
Brian L. Kotzin
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
29,183 |
47,518
|
-
|
|
0
|
Common Stock |
Brian L. Kotzin
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
51,724 |
51,724
|
-
|
|
-
|
Stock Option (Right to Buy) |
John T. Bigalke
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
51,724 |
51,724
|
-
|
|
-
|
Stock Option (Right to Buy) |
John T. Bigalke
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
29,183 |
47,518
|
-
|
|
0
|
Common Stock |
Jeffrey D. Alter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
29,183 |
67,518
|
-
|
|
0
|
Common Stock |
Jeffrey D. Alter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
51,724 |
51,724
|
-
|
|
-
|
Stock Option (Right to Buy) |
Clarke Neumann
|
See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.36 per share. |
15 May 2021 |
1,505 |
136,586
|
-
|
2.4 |
3,552
|
Common Stock |
Sami Shihabi
|
Chief Commercial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.36 per share. |
15 May 2021 |
840 |
126,176
|
-
|
2.4 |
1,982
|
Common Stock |
Matthew Cooper
|
Chief Scientific Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.36 per share. |
15 May 2021 |
1,400 |
128,412
|
-
|
2.4 |
3,304
|
Common Stock |
Troy Seelye
|
Chief Information Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.36 per share. |
15 May 2021 |
1,925 |
83,429
|
-
|
2.4 |
4,543
|
Common Stock |
Hutan Hashemi
|
Chief Compliance Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.36 per share. |
15 May 2021 |
69 |
22,598
|
-
|
2.4 |
163
|
Common Stock |
Clarke Neumann
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2021 |
87,356 |
138,091
|
-
|
|
0
|
Common Stock |
Clarke Neumann
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2021 |
183,265 |
183,265
|
-
|
|
-
|
Stock Option (Right to Buy) |
Harry Stylli
|
Director, Chairman & CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2021 |
482,276 |
482,276
|
-
|
|
-
|
Stock Option (Right to Buy) |
Harry Stylli
|
Director, Chairman & CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2021 |
229,885 |
14,826,857
|
-
|
|
0
|
Common Stock |
Damon Silvestry
|
Chief Operating Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.41 per share. |
15 Apr 2021 |
3,681 |
290,656
|
-
|
3.4 |
12,552
|
Common Stock |
Damon Silvestry
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2021 |
73,107 |
294,337
|
-
|
|
0
|
Common Stock |
Damon Silvestry
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2021 |
118,810 |
118,810
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sami Shihabi
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2021 |
192,911 |
192,911
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sami Shihabi
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2021 |
91,954 |
127,016
|
-
|
|
0
|
Common Stock |
Matthew Cooper
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2021 |
168,797 |
168,797
|
-
|
|
-
|
Stock Option (Right to Buy) |
Matthew Cooper
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2021 |
80,460 |
129,812
|
-
|
|
0
|
Common Stock |
Troy Seelye
|
Chief Information Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.41 per share. |
15 Apr 2021 |
6,231 |
85,354
|
-
|
3.4 |
21,248
|
Common Stock |
Troy Seelye
|
Chief Information Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2021 |
78,129 |
78,129
|
-
|
|
-
|
Stock Option (Right to Buy) |
Troy Seelye
|
Chief Information Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2021 |
54,836 |
91,585
|
-
|
|
0
|
Common Stock |
Hutan Hashemi
|
Chief Compliance Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2021 |
24,114 |
24,114
|
-
|
|
-
|
Stock Option (Right to Buy) |
Hutan Hashemi
|
Chief Compliance Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2021 |
11,494 |
22,667
|
-
|
|
0
|
Common Stock |
Clarke Neumann
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2021 |
89,137 |
89,137
|
-
|
|
-
|
Stock Option (Right to Buy) |
Harry Stylli
|
Director, Chairman & CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2021 |
185,823 |
185,823
|
-
|
|
-
|
Stock Option (Right to Buy) |
Damon Silvestry
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2021 |
13,431 |
13,431
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sami Shihabi
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2021 |
65,150 |
65,150
|
-
|
|
-
|
Stock Option (Right to Buy) |
Matthew Cooper
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2021 |
98,991 |
98,991
|
-
|
|
-
|
Stock Option (Right to Buy) |
Troy Seelye
|
Chief Information Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2021 |
16,148 |
16,148
|
-
|
|
-
|
Stock Option (Right to Buy) |
George Gianakopoulos
|
Senior Vice President of Sales |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2021 |
38,065 |
38,065
|
-
|
|
-
|
Stock Option (Right to Buy) |
Hutan Hashemi
|
Chief Compliance Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2021 |
4,849 |
4,849
|
-
|
|
-
|
Stock Option (Right to Buy) |
Clarke Neumann
|
General Counsel and Secretary |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.05 per share. |
04 Mar 2021 |
1,564 |
50,735
|
-
|
4.0 |
6,334
|
Common Stock |
Sami Shihabi
|
Chief Commercial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.05 per share. |
04 Mar 2021 |
2,623 |
35,062
|
-
|
4.0 |
10,623
|
Common Stock |
Matthew Cooper
|
Chief Scientific Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.05 per share. |
04 Mar 2021 |
1,609 |
49,352
|
-
|
4.0 |
6,516
|
Common Stock |
George Gianakopoulos
|
Senior Vice President of Sales |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.05 per share. |
04 Mar 2021 |
490 |
21,789
|
-
|
4.1 |
1,985
|
Common Stock |
Clarke Neumann
|
General Counsel and Secretary |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.60 per share. |
15 Feb 2021 |
663 |
52,299
|
-
|
5.6 |
3,713
|
Common Stock |
Harry Stylli
|
Director, Chairman & CEO, Ten Percent Owner |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.60 per share. |
15 Feb 2021 |
11,287 |
14,596,972
|
-
|
5.6 |
63,207
|
Common Stock |
Sami Shihabi
|
Chief Commercial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.60 per share. |
15 Feb 2021 |
932 |
37,685
|
-
|
5.6 |
5,219
|
Common Stock |
Matthew Cooper
|
Chief Scientific Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.60 per share. |
15 Feb 2021 |
662 |
50,961
|
-
|
5.6 |
3,707
|
Common Stock |
George Gianakopoulos
|
Senior Vice President of Sales |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.60 per share. |
15 Feb 2021 |
377 |
22,279
|
-
|
5.6 |
2,111
|
Common Stock |
Clarke Neumann
|
General Counsel and Secretary |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.32 per share. |
19 Dec 2020 |
1,726 |
52,962
|
-
|
6.3 |
10,908
|
Common Stock |
Harry Stylli
|
Director, Chairman & CEO, Ten Percent Owner |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.32 per share. |
19 Dec 2020 |
8,615 |
14,608,259
|
-
|
6.3 |
54,447
|
Common Stock |
Sami Shihabi
|
Chief Commercial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.32 per share. |
19 Dec 2020 |
1,757 |
38,617
|
-
|
6.3 |
11,104
|
Common Stock |
Matthew Cooper
|
Chief Scientific Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.32 per share. |
19 Dec 2020 |
1,805 |
51,623
|
-
|
6.3 |
11,408
|
Common Stock |
George Gianakopoulos
|
Senior Vice President of Sales |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.32 per share. |
19 Dec 2020 |
843 |
22,656
|
-
|
6.3 |
5,328
|
Common Stock |
Damon Silvestry
|
Chief Operating Officer |
Purchase of securities on an exchange or from another person at price $ 4.70 per share. |
16 Dec 2020 |
34,335 |
197,484
|
-
|
4.7 |
161,375
|
Common Stock |
Damon Silvestry
|
Chief Operating Officer |
Purchase of securities on an exchange or from another person at price $ 4.40 per share. |
16 Dec 2020 |
23,746 |
221,230
|
-
|
4.4 |
104,482
|
Common Stock |
Damon Silvestry
|
Chief Operating Officer |
Purchase of securities on an exchange or from another person at price $ 4.07 per share. |
15 Dec 2020 |
63,870 |
163,149
|
-
|
4.1 |
259,951
|
Common Stock |
Jeffrey D. Alter
|
Director |
Purchase of securities on an exchange or from another person at price $ 4.85 per share. |
14 Dec 2020 |
20,000 |
38,335
|
-
|
4.9 |
97,000
|
Common Stock |
Harry Stylli
|
Director, Chairman & CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 3.27 per share. |
02 Dec 2020 |
152,905 |
14,616,874
|
-
|
3.3 |
499,999
|
Common Stock |
Damon Silvestry
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Nov 2020 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Damon Silvestry
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Nov 2020 |
75,000 |
99,279
|
-
|
|
0
|
Common Stock |
Troy Seelye
|
Chief Information Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Oct 2020 |
24,035 |
24,035
|
-
|
|
-
|
Stock Option (Right to Buy) |
Troy Seelye
|
Chief Information Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Oct 2020 |
14,493 |
36,749
|
-
|
|
0
|
Common Stock |
Matthew Cooper
|
Chief Scientific Officer |
Purchase of securities on an exchange or from another person at price $ 8.55 per share. |
02 Sep 2020 |
99 |
44,277
|
-
|
8.5 |
846
|
Common Stock |
Matthew Cooper
|
Chief Scientific Officer |
Purchase of securities on an exchange or from another person at price $ 8.55 per share. |
02 Sep 2020 |
9,151 |
53,428
|
-
|
8.5 |
78,241
|
Common Stock |
Harry Stylli
|
Director, Chairman & CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Aug 2020 |
478,148 |
478,148
|
-
|
|
-
|
Stock Option (Right to Buy) |
Harry Stylli
|
Director, Chairman & CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 8.94 per share. |
19 Aug 2020 |
10,000 |
14,463,969
|
-
|
8.9 |
89,400
|
Common Stock |
Clarke Neumann
|
General Counsel and Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Aug 2020 |
34,800 |
34,800
|
-
|
|
-
|
Stock Option (Right to Buy) |
Clarke Neumann
|
General Counsel and Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Aug 2020 |
6,474 |
6,474
|
-
|
|
-
|
Stock Option (Right to Buy) |
Clarke Neumann
|
General Counsel and Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Aug 2020 |
19,423 |
19,423
|
-
|
|
-
|
Stock Option (Right to Buy) |
Clarke Neumann
|
General Counsel and Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Aug 2020 |
42,114 |
42,114
|
-
|
|
-
|
Stock Option (Right to Buy) |
Clarke Neumann
|
General Counsel and Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Aug 2020 |
20,534 |
54,688
|
-
|
|
0
|
Common Stock |
Clarke Neumann
|
General Counsel and Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Aug 2020 |
19,422 |
19,422
|
-
|
|
-
|
Stock Option (Right to Buy) |
Harry Stylli
|
Director, Chairman & CEO, Ten Percent Owner |
|
19 Jun 2020 |
13,213,254 |
14,251,889
|
-
|
|
-
|
Common Stock |
Harry Stylli
|
Director, Chairman & CEO, Ten Percent Owner |
|
19 Jun 2020 |
4,120,000 |
0
|
-
|
|
-
|
Series A Preferred Stock |
Harry Stylli
|
Director, Chairman & CEO, Ten Percent Owner |
|
19 Jun 2020 |
1,122,222 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Harry Stylli
|
Director, Chairman & CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 15.00 per share. |
19 Jun 2020 |
33,333 |
1,038,635
|
-
|
15 |
499,995
|
Common Stock |
Harry Stylli
|
Director, Chairman & CEO, Ten Percent Owner |
|
19 Jun 2020 |
202,080 |
14,453,969
|
-
|
|
-
|
Common Stock |